Privacy Notice
Cascade Wealth Management, LLC

The protection of personal non-public information has become a significant national concern. In response Congress has enacted stringent laws concerning the use and distribution of personal non-public information.

These laws require that organizations disclose if they sell/share personal information. If so, they must allow individuals to choose not to have this information released to third parties. In addition, all organizations must disclose their practices to a prospective client before establishing a relationship and to clients annually thereafter.

Cascade Wealth Management, LLC (CWM) policies have always been to never disclose ANY information to a third party without your consent and as required by law. As these “privacy laws” require CWM to give our existing clients annual notice of current privacy policies, they are as follows:

Cascade Wealth Management, LLC (CWM) retains non-public information (“NPI”) about you from the following sources as a result of the services requested: Account applications and forms; transactions with us and our affiliates and other chosen sponsors, and other various materials utilized by CWM in order to put forth an appropriate recommendation or to respond to a service request.

We do not disclose/share any NPI of our clients or former clients to unaffiliated third parties unless: (1) It is necessary to fulfill a transaction or service request related to your account(s); (2) We are required to do so by a regulator, a court of competent jurisdiction or applicable law; (3) By customer request. As this is our practice, we are not required to have “Opt-out” provisions or methods per the exemptive relief provided under Section 248.13 of the Gramm-Leach-Bliley Act.

We restrict access of NPI to required personnel in the provision of requested services and maintain physical, procedural and electronic safeguards that comply with federal standards.

In order to access our website, visitors are not required to complete our consultation request form. However, to request a consultation, visitors are required to complete this form. During registration, a user must give certain contact information, but we never sell or give away this information. It is only gathered to contact the user about services on our site for which s/he has expressed interest